Compliance Officer

THE FIRM

XTX Markets is a leading algorithmic trading company partnering with counterparties, exchanges and e-trading venues globally to provide liquidity in the Equity, FX, Fixed Income and Commodity markets. We provide consistent liquidity, helping market participants throughout the world obtain the best prices in the various assets classes we cover, regardless of changing market conditions.

At XTX Markets technology is our business and we are a diverse organisation which attracts outstanding talent from across all industry backgrounds. We are focused on teamwork and our people collaborate on all aspects of the business, working openly and with respect for each other, our clients and the market. Our culture is non-hierarchical and one where everyone is valued. We strive for excellence in everything we do.

THE ROLE

 XTX is seeking a Compliance officer based in Singapore to accommodate the growth of the business based in Singapore as we establish relationships with new markets, exchanges, and trading counterparties across the globe.

The Compliance Officer will be a key member of the team supporting the CCO and contributing to the global department’s mission in advising the business regarding regulatory requirements, administering the firm’s compliance oversight function, monitoring the regulatory horizon, and implementing processes intended to meet regulatory requirements.

The role will offer the successful candidate opportunities to be involved with the implementation of new regulatory requirements including collaboration with other business units and development of firm-wide and departmental policies and procedures.

RESPONSIBILITIES

  • Advisory to the Asia focused proprietary trading business in Singapore
  • Coordinating the administration of the Compliance Monitoring Program
  • Working with the global surveillance function to monitor XTX trading and communication surveillance
  • Acting as a point of contact for the business on matters relating to conduct compliance, employee compliance training; and monitoring the regulatory horizons for requirements that will impact XTX
  • The Compliance Officer will also be involved in developing, drafting and maintaining management information, internal briefings, processes and procedures documentation. This will involve working with the XTX Legal Team and advising XTX’s businesses from a compliance/regulatory perspective
  • The role will also involve developing relationships with the Asia based exchanges and banks to understand rule book changes or market structure changes as well as being involved with XTX’s engagement with regulators or governments in respect of regulatory proposals or rulemakings

ESSENTIAL ATTRIBUTES

  • 6+ years’ experience in a relevant compliance role
  • Experience with administering a Compliance Monitoring Program including conducting reviews, documenting results, and compiling management information
  • Effective writing skills for communication with external parties, other departments within XTX and senior management of the firm
  • Ability to provide training to the business regarding regulatory and compliance matters
  • Experience interacting with senior members and business units of organisations
  • Commercial and pragmatic approach
  • Experience working with exchanges and regulators would be beneficial
  • Excellent communication skills. The candidate will be regularly updating the management and other stakeholders in XTX’s global affiliates and representing XTX Compliance to other business units within the group
  • Prior experience of electronic trading and associated compliance control framework
  • Ability to synthesise data, maintain detailed records and provide management reports
  • Proprietary trading, quant firm, bank, brokerage, or large asset management compliance experience is preferable

CONTACT: careers@xtxmarkets.com